Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Montgomery Shea | 1478869 | 4 | 08/24/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Porfirio Eduardo Perez | 2432083 | 2 | 08/22/2012 | Customer Dispute | Denied | $33,700.00 | $0.00 | See FINRA Report |
| Charles Michael Collins | 2557008 | 2 | 08/13/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Paul Mills | 2703199 | 6 | 08/07/2012 | Customer Dispute | Denied | $14,462.30 | $0.00 | See FINRA Report |
| James Morgan Levitt | 3043837 | 3 | 08/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Dyer Talbott | 2107015 | 1 | 07/31/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| David Craig Chatham | 1704700 | 2 | 07/25/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Charles Leslie Wilfong | 1017472 | 1 | 07/19/2012 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Tommie Lafayette Murphy | 1147019 | 5 | 06/29/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dwayne W Hawkins | 4076270 | 1 | 06/19/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |