Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew D Weglarz | 5448174 | 4 | 02/27/2023 | Customer Dispute | Denied | $32,606.00 | $0.00 | See FINRA Report |
| Matthew D Weglarz | 5448174 | 4 | 02/21/2023 | Customer Dispute | Denied | $7,450.44 | $0.00 | See FINRA Report |
| Deanna Marie Quintanilla | 5088199 | 1 | 02/17/2023 | Customer Dispute | Denied | $105,000.00 | $0.00 | See FINRA Report |
| Ross Sterling Wolff | 6209027 | 1 | 02/13/2023 | Customer Dispute | Denied | $19,883.40 | $0.00 | See FINRA Report |
| Jeffrey Quan Nguyen | 2751686 | 1 | 01/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anna Maria Pujolas | 4689186 | 1 | 01/09/2023 | Customer Dispute | Denied | $25,749.10 | $0.00 | See FINRA Report |
| Brian Matthew Fox | 5676310 | 1 | 12/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Ernest Hill | 4683090 | 2 | 12/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose L Raya | 5775638 | 3 | 12/20/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Mary Antonia Wallack | 1161383 | 1 | 12/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |