Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Bell | 2398125 | 1 | 10/05/2023 | Customer Dispute | Denied | $19,930.70 | $0.00 | See FINRA Report |
| Thomas Henry Avant | 1359654 | 1 | 09/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacquelyn Jacobs Gallo | 4834823 | 1 | 09/15/2023 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Raffe Deirmenjian | 2552562 | 4 | 09/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raffe Deirmenjian | 2552562 | 4 | 08/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua K Piercy | 6620457 | 2 | 08/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffry David Olson | 2947050 | 1 | 07/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mohsen Babaeian | 6087190 | 2 | 06/26/2023 | Customer Dispute | Denied | $51,744.00 | $0.00 | See FINRA Report |
| Marc John Spiegel | 844632 | 2 | 06/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Konstantin Rusin | 5270520 | 2 | 05/20/2023 | Customer Dispute | Denied | $46,500.00 | $0.00 | See FINRA Report |