Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tammy Terri Lau | 4774482 | 3 | 06/30/2022 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Valerie Cynthia Krebs | 6051319 | 1 | 06/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adrian A Guzman | 6123359 | 1 | 06/21/2022 | Customer Dispute | Denied | $45,497.00 | $0.00 | See FINRA Report |
| Brian Michael Jackson | 4733834 | 3 | 04/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Evan M Savarick | 5153903 | 2 | 04/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Darnell Newmuis | 4934992 | 1 | 04/04/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| T. Michael Hayse | 5802058 | 3 | 03/21/2022 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Ronald Michael Reilly | 1275745 | 4 | 03/17/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Whitney Tuller | 1886487 | 3 | 03/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas M Hopkins | 4045314 | 2 | 03/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |