Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Richardson Harrell | 1107212 | 3 | 12/19/1997 | Customer Dispute | Denied | $218,000.00 | $0.00 | See FINRA Report |
| Ellen Cleary | 849846 | 1 | 12/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kiok Kim | 2564604 | 4 | 12/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Gillespie | 2714120 | 2 | 11/10/1997 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Arnold Lederman | 305064 | 2 | 10/09/1997 | Customer Dispute | Denied | $25,200.00 | $0.00 | See FINRA Report |
| Adam Lloyd Bechler | 1961715 | 1 | 09/17/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Alice Hansenfaris | 1076543 | 8 | 09/09/1997 | Customer Dispute | Denied | $22,250.00 | $0.00 | See FINRA Report |