Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles Zhong Zheng | 5517193 | 2 | 10/04/2022 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
Jeffrey John McKee | 5721657 | 3 | 09/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Anthony Paul Satriano | 4662519 | 1 | 09/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Anthony Sicari | 6016241 | 2 | 09/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Felix-Albert Desmangles | 5658573 | 1 | 09/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Anne Maureen Debowes | 2157405 | 1 | 08/26/2022 | Customer Dispute | Denied | $431,063.00 | $0.00 | See FINRA Report |
Jarrod Fletcher Slater | 4407013 | 1 | 08/26/2022 | Customer Dispute | Denied | $431,063.00 | $0.00 | See FINRA Report |
Elias Vincent Davis | 4927669 | 1 | 08/12/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Alison Mary McGowan | 1306188 | 1 | 08/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Juarez Rodrigo Bustamante | 6228190 | 1 | 07/22/2022 | Customer Dispute | Denied | $16,937.40 | $0.00 | See FINRA Report |