Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew D Weglarz | 5448174 | 4 | 02/15/2024 | Customer Dispute | Denied | $11,819.90 | $0.00 | See FINRA Report |
| Simon Ga Jeung Leung | 5795988 | 1 | 02/15/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Heather Vanessa Serna | 5955150 | 1 | 02/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffry Neal Carel | 4935789 | 3 | 02/07/2024 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Matthew D Weglarz | 5448174 | 4 | 01/30/2024 | Customer Dispute | Denied | $9,049.04 | $0.00 | See FINRA Report |
| Dean Mitchell Thompson | 2162039 | 4 | 01/29/2024 | Customer Dispute | Denied | $125,263.00 | $0.00 | See FINRA Report |
| Eric Wade Hudson | 3148246 | 2 | 11/28/2023 | Customer Dispute | Denied | $15,045.50 | $0.00 | See FINRA Report |
| Kerrie Coe | 4951159 | 2 | 11/22/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph McLane | 4007812 | 2 | 11/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Richard Peterson | 6311997 | 1 | 11/11/2023 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |