Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Brent Dolley | 69653 | 3 | 02/28/1998 | Customer Dispute | Denied | $11,700.00 | $0.00 | See FINRA Report |
| William Paul Fink | 2108777 | 1 | 02/20/1998 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Timothy Mark Sheerin | 1520961 | 3 | 02/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Kukich | 1648359 | 2 | 02/18/1998 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Christopher Kenneth Murphy | 1724858 | 1 | 02/16/1998 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Robert Mark Cotter | 2315691 | 2 | 02/10/1998 | Customer Dispute | Denied | $8,250.00 | $0.00 | See FINRA Report |
| J Richard Stewart | 1331041 | 5 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Luxenberg | 1009571 | 7 | 12/30/1997 | Customer Dispute | Denied | $14,137.00 | $0.00 | See FINRA Report |
| John Richardson Harrell | 1107212 | 3 | 12/19/1997 | Customer Dispute | Denied | $218,000.00 | $0.00 | See FINRA Report |
| Kiok Kim | 2564604 | 4 | 12/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |