Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Walter Higgins | 1416660 | 1 | 05/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Richard Nelson | 1084135 | 1 | 05/15/1998 | Customer Dispute | Denied | $36,810.00 | $0.00 | See FINRA Report |
| John S Armstrong | 1048623 | 1 | 04/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Avander Frazier | 2659475 | 2 | 04/06/1998 | Customer Dispute | Denied | $6,800.00 | $0.00 | See FINRA Report |
| Anthony Gerard Lorusso | 2505245 | 4 | 04/03/1998 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Jay Windsor Pickett | 2041509 | 4 | 04/02/1998 | Customer Dispute | Denied | $18,629.40 | $0.00 | See FINRA Report |
| Paul Joseph Stubbs | 1063810 | 2 | 03/28/1998 | Customer Dispute | Denied | $41,131.30 | $0.00 | See FINRA Report |
| Dylan Thomas Spadt | 1628624 | 5 | 03/27/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Gorman | 869147 | 4 | 03/03/1998 | Customer Dispute | Denied | $2,022.00 | $0.00 | See FINRA Report |
| Timothy Mark Sheerin | 1520961 | 3 | 03/02/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |