Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Dennis Pasini | 2290550 | 3 | 09/10/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Bruce Allen Davis | 1183438 | 3 | 09/03/1998 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mitchell Jay Schoenbaum | 1819990 | 3 | 08/24/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Stephen Allen Freidin | 1547945 | 7 | 08/04/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Douglas McColgan | 1783205 | 3 | 06/24/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victoria Joy Utecht | 1447214 | 2 | 06/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lavern Hay | 1174865 | 3 | 06/01/1998 | Customer Dispute | Denied | $84,465.00 | $0.00 | See FINRA Report |
| Ronald David Albers | 2401383 | 2 | 06/01/1998 | Customer Dispute | Denied | $9,167.74 | $0.00 | See FINRA Report |
| Harry Scott Neufeld | 2119338 | 1 | 05/27/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Seth Abraham Shimansky | 2359404 | 1 | 05/19/1998 | Customer Dispute | Denied | $17,108.00 | $0.00 | See FINRA Report |