Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter John Searles | 3006017 | 1 | 11/24/1998 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Clarence James Bannowsky | 1955354 | 4 | 11/13/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel George Foy | 2261291 | 1 | 10/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Klein | 2015790 | 3 | 10/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Richard Lehr | 874988 | 2 | 10/13/1998 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Richard Ian Oneill | 1720053 | 1 | 10/08/1998 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Jeffrey Adam Strzelczyk | 1855650 | 1 | 10/07/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Francis L Summers | 1597699 | 4 | 10/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Conrad Butler Richards | 724554 | 1 | 09/22/1998 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Douglas McColgan | 1783205 | 3 | 09/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |