Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Jay Kulesh | 1019957 | 1 | 01/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Allen Freidin | 1547945 | 7 | 01/11/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bharati Chanchani | 2714059 | 1 | 12/30/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cynthia Ann Briggs | 2189591 | 2 | 12/22/1998 | Customer Dispute | Denied | $66,100.40 | $0.00 | See FINRA Report |
| David Anthony Galluccio | 2390123 | 2 | 12/21/1998 | Customer Dispute | Denied | $102,437.00 | $0.00 | See FINRA Report |
| Richard Eugene Borish | 2195357 | 1 | 12/21/1998 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Paul Anderson Newman | 2313270 | 2 | 12/15/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Craig Smith | 1620160 | 3 | 12/12/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Edward Draper | 2773187 | 4 | 12/07/1998 | Customer Dispute | Denied | $17,600.00 | $0.00 | See FINRA Report |
| James Joseph Murphy | 1024330 | 7 | 12/04/1998 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |