Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Edward Draper | 2773187 | 4 | 05/05/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Gustafik | 1200489 | 1 | 04/30/1999 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Patrick Dean Chin | 1982392 | 9 | 04/06/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Stephen David Putinski | 2925712 | 2 | 03/12/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Ghodsi | 2714039 | 1 | 03/02/1999 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Dominec Yanniello | 728260 | 3 | 02/23/1999 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Alison Patricia Scavone | 1026125 | 2 | 02/09/1999 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Terry Lee Phillips | 1108948 | 3 | 02/03/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael James Bock | 1261530 | 6 | 01/26/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Stephen Charles Gribben | 1222237 | 2 | 01/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |