Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samir Moufid Sleiman | 1756729 | 5 | 07/29/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Azmi Yacoub Fakhoury | 1021454 | 3 | 07/16/1999 | Customer Dispute | Denied | $28,500.00 | $0.00 | See FINRA Report |
| Paul Robert Alberini | 2465237 | 6 | 07/07/1999 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Kiok Kim | 2564604 | 4 | 07/06/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul David Hartman | 1234769 | 6 | 06/18/1999 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Frank Louis Campanale | 824910 | 1 | 06/11/1999 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Ralph Thomas Bryan | 2166019 | 1 | 05/26/1999 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Raymond F Iozzo | 1337411 | 2 | 05/26/1999 | Customer Dispute | Denied | $20,750.00 | $0.00 | See FINRA Report |
| Bradley Goodchild | 2218120 | 2 | 05/11/1999 | Customer Dispute | Denied | $9,584.47 | $0.00 | See FINRA Report |
| Allen Phelps Lovejoy | 707199 | 3 | 05/10/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |