Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Todd Lundgren | 2552260 | 2 | 10/13/1999 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Charles William Dudley | 1027353 | 2 | 10/07/1999 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Gregory Eric Beckman | 1089649 | 2 | 09/30/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Klein | 2492273 | 1 | 09/23/1999 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Warren T Brashear | 2541092 | 1 | 09/15/1999 | Customer Dispute | Denied | $51,133.90 | $0.00 | See FINRA Report |
| Brad Dexter Richardson | 726279 | 1 | 09/07/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Peter Vincent Allen | 1915254 | 2 | 09/01/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Dean Bresman | 1940303 | 1 | 08/25/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rodger Anthony Bastien | 1099972 | 1 | 08/24/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Avander Frazier | 2659475 | 2 | 08/10/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |