Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rick Alan Blankenship | 2045283 | 1 | 12/16/1999 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Stephen Benincasa | 2573880 | 1 | 12/09/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Emmet Campbell Yeazell | 819258 | 1 | 12/02/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
William Nachman Orkin | 1101848 | 1 | 12/02/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Robert Donald Scott | 1589391 | 2 | 11/18/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Anthony Dellisant | 2508165 | 2 | 10/26/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Samuel C Bookbinder | 2210560 | 1 | 10/20/1999 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
Harry Sven Selldin | 418530 | 1 | 10/19/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Mark Philip Schmidt | 3207680 | 3 | 10/18/1999 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
John Michael Ohnemus | 717310 | 3 | 10/18/1999 | Customer Dispute | Denied | $10,694.00 | $0.00 | See FINRA Report |