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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,701-1,710 out of 1,793 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Rick Alan Blankenship2045283112/16/1999Customer DisputeDenied$10,000.00$0.00See FINRA Report
Stephen Benincasa2573880112/09/1999Customer DisputeDenied$6,000.00$0.00See FINRA Report
Emmet Campbell Yeazell819258112/02/1999Customer DisputeDenied$20,000.00$0.00See FINRA Report
William Nachman Orkin1101848112/02/1999Customer DisputeDenied$5,000.00$0.00See FINRA Report
Robert Donald Scott1589391211/18/1999Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Anthony Dellisant2508165210/26/1999Customer DisputeDenied$0.00$0.00See FINRA Report
Samuel C Bookbinder2210560110/20/1999Customer DisputeDenied$12,000.00$0.00See FINRA Report
Harry Sven Selldin418530110/19/1999Customer DisputeDenied$0.00$0.00See FINRA Report
Mark Philip Schmidt3207680310/18/1999Customer DisputeDenied$9,000.00$0.00See FINRA Report
John Michael Ohnemus717310310/18/1999Customer DisputeDenied$10,694.00$0.00See FINRA Report

1,793 Results

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