Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Sayther | 1649144 | 2 | 03/31/2000 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| David S Cracroft | 2058504 | 2 | 03/30/2000 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Stephen Charles Gribben | 1222237 | 2 | 03/27/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raymond F Iozzo | 1337411 | 2 | 03/23/2000 | Customer Dispute | Denied | $22,500.00 | $0.00 | See FINRA Report |
| Kevin Joseph Schaefer | 1286030 | 6 | 02/16/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul David Hartman | 1234769 | 6 | 02/10/2000 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| George Constantin Kakouris | 818949 | 3 | 02/10/2000 | Customer Dispute | Denied | $305,814.00 | $0.00 | See FINRA Report |
| James Luke Copley | 2518302 | 4 | 12/31/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Roblyer | 2324719 | 1 | 12/28/1999 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Gregory James Flynn | 1098004 | 1 | 12/20/1999 | Customer Dispute | Denied | $58,762.00 | $0.00 | See FINRA Report |