Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Allan Kopitz | 2853157 | 1 | 06/08/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Thomas Orlando | 1527345 | 3 | 06/07/2000 | Customer Dispute | Denied | $37,064.00 | $0.00 | See FINRA Report |
| Gina Jessee Cereda | 2684789 | 1 | 06/02/2000 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Andrew Martin Romer | 804906 | 3 | 05/25/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wayne D Baller | 1468134 | 2 | 05/18/2000 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Virgil Oliver Rosser | 1833967 | 2 | 05/16/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Darian Mohaghegh | 2316381 | 4 | 05/15/2000 | Customer Dispute | Denied | $7,300.00 | $0.00 | See FINRA Report |
| Robert Joseph Klein | 2015790 | 3 | 04/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Ian Baris | 2997565 | 1 | 04/17/2000 | Customer Dispute | Denied | $9,539.14 | $0.00 | See FINRA Report |
| Paul David Hartman | 1234769 | 6 | 04/05/2000 | Customer Dispute | Denied | $16,796.00 | $0.00 | See FINRA Report |