Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Alan Neubecker | 2502924 | 1 | 09/15/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brendan Austin Reynolds | 2498712 | 1 | 09/12/2000 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Peter Robert Mero | 2661856 | 1 | 08/25/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Philip Marcus | 1488134 | 3 | 08/23/2000 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Terry Lee Phillips | 1108948 | 3 | 08/15/2000 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Kevin Francis O'Regan | 1539476 | 3 | 08/14/2000 | Customer Dispute | Denied | $23,590.00 | $0.00 | See FINRA Report |
| Benjamin H Damsker | 1766534 | 1 | 08/11/2000 | Customer Dispute | Denied | $35,721.20 | $0.00 | See FINRA Report |
| Ricardo J Popovsky | 2459652 | 4 | 07/25/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Gregg Maluchnik | 2476654 | 1 | 07/12/2000 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Lauderdale | 1236614 | 3 | 06/15/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |