Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Eugene Walters | 2669170 | 4 | 01/22/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Vegoe | 2658621 | 3 | 01/22/2001 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Frank E Robinson | 2681115 | 1 | 01/19/2001 | Customer Dispute | Denied | $15,356.00 | $0.00 | See FINRA Report |
| Kiok Kim | 2564604 | 4 | 01/18/2001 | Customer Dispute | Denied | $41,215.40 | $0.00 | See FINRA Report |
| Karen Ann Blanchard | 1504282 | 1 | 01/11/2001 | Customer Dispute | Denied | $37,000.00 | $0.00 | See FINRA Report |
| Barry Francis Verga | 1766215 | 1 | 01/11/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Charles Allen | 1894566 | 3 | 01/05/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kirby William Bock | 3161101 | 1 | 01/05/2001 | Customer Dispute | Denied | $25,252.50 | $0.00 | See FINRA Report |
| Rebecca Ann Weinberger | 2753273 | 3 | 01/02/2001 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Douglas Eugene Walters | 2669170 | 4 | 12/29/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |