Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Allen Freidin | 1547945 | 7 | 03/08/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul K San | 2522992 | 2 | 03/06/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Howard Adler | 1139822 | 2 | 03/05/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Barry Bernard Spadoni | 839068 | 2 | 03/01/2001 | Customer Dispute | Denied | $6,600.00 | $0.00 | See FINRA Report |
| Andrew Richard Lowe | 864311 | 5 | 03/01/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Thomas Edward Kealy | 2316993 | 2 | 02/27/2001 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| J Richard Stewart | 1331041 | 5 | 02/26/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cory James Synnestvedt | 2783647 | 1 | 02/21/2001 | Customer Dispute | Denied | $9,503.15 | $0.00 | See FINRA Report |
| Sarah Elizabeth Johnson Fajardo | 1538348 | 2 | 02/12/2001 | Customer Dispute | Denied | $9,014.06 | $0.00 | See FINRA Report |
| Paul Robert Alberini | 2465237 | 6 | 01/30/2001 | Customer Dispute | Denied | $365,000.00 | $0.00 | See FINRA Report |