Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc W Chait | 2911450 | 1 | 04/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Clifford Schomo | 1012663 | 2 | 04/23/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Todd Cornell Swan | 1080210 | 1 | 04/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Hatfield Payne | 2354512 | 3 | 04/17/2001 | Customer Dispute | Denied | $13,528.80 | $0.00 | See FINRA Report |
| Lucy Adams Levon | 1144893 | 1 | 04/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Julian F Pace | 1000084 | 2 | 04/02/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Leo Joseph Walker | 1955502 | 2 | 03/27/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jane I Hershock | 1238986 | 1 | 03/26/2001 | Customer Dispute | Denied | $25,196.80 | $0.00 | See FINRA Report |
| Walter Ernest Meanwell | 1442292 | 3 | 03/16/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Mildon | 1785323 | 1 | 03/15/2001 | Customer Dispute | Denied | $8,190.00 | $0.00 | See FINRA Report |