Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John S Verano | 4151204 | 2 | 05/24/2001 | Customer Dispute | Denied | $24,173.00 | $0.00 | See FINRA Report |
| Amy Jean Ellertson | 2688266 | 1 | 05/20/2001 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Peter Vincent Allen | 1915254 | 2 | 05/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Satoshi Hirai | 1435049 | 2 | 05/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Thomas Joseph | 818850 | 4 | 05/16/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Mark David Evans | 1173184 | 1 | 05/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Robert Johnston | 1793179 | 1 | 05/08/2001 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Ryan Garrett Robinson | 2682661 | 7 | 05/03/2001 | Customer Dispute | Denied | $16,243.00 | $0.00 | See FINRA Report |
| Rebecca Ann Weinberger | 2753273 | 3 | 05/02/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Angelo Tramontelli | 1257618 | 1 | 05/01/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |