Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scot James Erwin | 1158159 | 2 | 06/25/2001 | Customer Dispute | Denied | $101,154.00 | $0.00 | See FINRA Report |
| Peter Sean Cleary | 2149985 | 6 | 06/25/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Belinda Lewis Batiste | 1597815 | 2 | 06/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Mark Behr | 1391563 | 2 | 06/20/2001 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jay Robert Friday | 2445684 | 2 | 06/18/2001 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Robert Mark Cotter | 2315691 | 2 | 06/18/2001 | Customer Dispute | Denied | $35,800.00 | $0.00 | See FINRA Report |
| Mark Frederick Shultz | 1143473 | 1 | 06/13/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| John David Holshouser | 2414924 | 2 | 05/31/2001 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Michael Francis Connelly | 2001226 | 1 | 05/25/2001 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Roy N Apple | 1553986 | 4 | 05/24/2001 | Customer Dispute | Denied | $33,498.10 | $0.00 | See FINRA Report |