Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Angelo Pardi | 356267 | 2 | 07/24/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Salvatore John Vallone | 2062848 | 1 | 07/24/2001 | Customer Dispute | Denied | $5,155.75 | $0.00 | See FINRA Report |
| Ronald Duane Roesler | 1763368 | 2 | 07/23/2001 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Thomas David Peck | 3189539 | 2 | 07/20/2001 | Customer Dispute | Denied | $6,896.00 | $0.00 | See FINRA Report |
| Ira Reichstein | 2543625 | 1 | 07/20/2001 | Customer Dispute | Denied | $35,785.30 | $0.00 | See FINRA Report |
| Heather Mae Helphrey | 2564536 | 1 | 07/19/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Paul Robert Alberini | 2465237 | 6 | 07/12/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Frederick Becher | 2797889 | 6 | 07/11/2001 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Larry Richard Copeland | 2468842 | 1 | 07/09/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Keith Harlow Dunton | 1803318 | 4 | 07/05/2001 | Customer Dispute | Denied | $39,000.00 | $0.00 | See FINRA Report |