Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Thomas Joseph | 818850 | 4 | 08/16/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| John Robert Fabris | 1529037 | 6 | 08/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Derhake | 2501939 | 3 | 08/15/2001 | Customer Dispute | Denied | $6,470.00 | $0.00 | See FINRA Report |
| Karen M Lewis | 2294583 | 2 | 08/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ken Scott Chastain | 2136951 | 7 | 08/14/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Brian Scot Stevenson | 1854798 | 8 | 08/10/2001 | Customer Dispute | Denied | $440,000.00 | $0.00 | See FINRA Report |
| Brenda Tanedo Osborne | 1553921 | 1 | 08/01/2001 | Customer Dispute | Denied | $9,318.00 | $0.00 | See FINRA Report |
| Mitchell J Stillman | 1015970 | 2 | 07/30/2001 | Customer Dispute | Denied | $93,000.00 | $0.00 | See FINRA Report |
| Brian James Kelly | 2201439 | 2 | 07/30/2001 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| John David Awe | 2253804 | 2 | 07/25/2001 | Customer Dispute | Denied | $9,519.00 | $0.00 | See FINRA Report |