Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Douglas Feast | 3042110 | 4 | 10/05/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrew Robert Fuhrman | 1032360 | 1 | 10/04/2001 | Customer Dispute | Denied | $6,917.01 | $0.00 | See FINRA Report |
| John Patrick Buechel | 2117709 | 1 | 10/04/2001 | Customer Dispute | Denied | $13,023.00 | $0.00 | See FINRA Report |
| Edward Michael Fracasso | 1857219 | 2 | 10/01/2001 | Customer Dispute | Denied | $13,981.90 | $0.00 | See FINRA Report |
| Peter J Russo | 2211674 | 2 | 09/27/2001 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Brian Michael Melbourne | 1949024 | 2 | 09/27/2001 | Customer Dispute | Denied | $7,491.60 | $0.00 | See FINRA Report |
| Richard M Sofiak | 1802721 | 1 | 09/25/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John David Mahoney | 1633546 | 2 | 09/17/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Stewart Ganz | 2312363 | 1 | 09/17/2001 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Susan Griswold Mamer | 1589412 | 4 | 09/14/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |