Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Michael Jaffee | 2277822 | 1 | 10/19/2001 | Customer Dispute | Denied | $5,241.94 | $0.00 | See FINRA Report |
| Ken Scott Chastain | 2136951 | 7 | 10/18/2001 | Customer Dispute | Denied | $11,572.00 | $0.00 | See FINRA Report |
| Todd Irven Fletcher | 2278961 | 2 | 10/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Jacob | 1879202 | 1 | 10/16/2001 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Samir Moufid Sleiman | 1756729 | 5 | 10/16/2001 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael Peter Tudor | 1214390 | 1 | 10/15/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marc Jay Beshany | 1776598 | 3 | 10/10/2001 | Customer Dispute | Denied | $24,584.50 | $0.00 | See FINRA Report |
| James Robert Lauer | 1753963 | 3 | 10/10/2001 | Customer Dispute | Denied | $139,404.00 | $0.00 | See FINRA Report |
| Jason Michael Pickett | 2934726 | 2 | 10/10/2001 | Customer Dispute | Denied | $15,203.00 | $0.00 | See FINRA Report |
| Marion Lawrence Craine | 1435733 | 1 | 10/09/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |