Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anne Lane Davidson | 728189 | 8 | 12/03/2001 | Customer Dispute | Denied | $17,887.00 | $0.00 | See FINRA Report |
| Christopher Ryan Phillips | 3003676 | 1 | 11/27/2001 | Customer Dispute | Denied | $15,435.00 | $0.00 | See FINRA Report |
| Anthony Joseph Collora | 2597381 | 1 | 11/23/2001 | Customer Dispute | Denied | $6,093.29 | $0.00 | See FINRA Report |
| Areti G Kitsios | 1866717 | 2 | 11/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Michael Oden | 4287304 | 3 | 11/09/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Michael Oden | 4287304 | 3 | 11/09/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Harlow Dunton | 1803318 | 4 | 11/03/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Joseph Wygant | 1382205 | 3 | 10/31/2001 | Customer Dispute | Denied | $11,826.20 | $0.00 | See FINRA Report |
| James Randall Pringle | 1277121 | 7 | 10/30/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Howard Galpert | 1288182 | 10 | 10/29/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |