Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin James Nohilly | 2405547 | 3 | 01/31/2002 | Customer Dispute | Denied | $81,000.00 | $0.00 | See FINRA Report |
| Bobby Joe Fogle | 1298751 | 1 | 01/30/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Clark Anderson | 1811465 | 4 | 01/24/2002 | Customer Dispute | Denied | $25,087.00 | $0.00 | See FINRA Report |
| Kiok Kim | 2564604 | 4 | 01/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Mark Harb | 502814 | 7 | 01/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William George Battestin | 1374720 | 1 | 12/21/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Andrew Stephen | 2514831 | 1 | 12/19/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Chambers | 4206643 | 1 | 12/18/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Donald Vito Amoruso | 2259279 | 2 | 12/12/2001 | Customer Dispute | Denied | $7,131.59 | $0.00 | See FINRA Report |
| Randy Allen Zimmermann | 1485895 | 1 | 12/04/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |