Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Miguel Rafael Valdez | 3147525 | 4 | 03/01/2002 | Customer Dispute | Denied | $28,811.00 | $0.00 | See FINRA Report |
| Albert Francis Grenert | 2279741 | 2 | 02/25/2002 | Customer Dispute | Denied | $9,287.00 | $0.00 | See FINRA Report |
| Dominick Stillo | 1917649 | 3 | 02/14/2002 | Customer Dispute | Denied | $15,850.00 | $0.00 | See FINRA Report |
| Eric Mark Behr | 1391563 | 2 | 02/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Richardson Harrell | 1107212 | 3 | 02/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tami K Rovall | 1623788 | 5 | 02/06/2002 | Customer Dispute | Denied | $6,422.00 | $0.00 | See FINRA Report |
| Michael Cenci | 713677 | 1 | 02/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Alonzo | 2689180 | 1 | 02/04/2002 | Customer Dispute | Denied | $8,900.00 | $0.00 | See FINRA Report |
| Nicholas Charles Maffeo | 1436901 | 3 | 02/01/2002 | Customer Dispute | Denied | $8,668.00 | $0.00 | See FINRA Report |
| Dennis Varn Coleman | 1639697 | 3 | 02/01/2002 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |