Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Edward Miller | 2663790 | 3 | 05/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher David Fontana | 2285706 | 9 | 04/26/2002 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Dean Mitchell Thompson | 2162039 | 4 | 04/24/2002 | Customer Dispute | Denied | $16,572.00 | $0.00 | See FINRA Report |
| Paul Randall Walker | 1485016 | 5 | 04/24/2002 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Dana Marie Duke-Williams | 1884593 | 1 | 04/18/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Thomas Wilson Murray | 1186933 | 3 | 04/16/2002 | Customer Dispute | Denied | $7,140.00 | $0.00 | See FINRA Report |
| John Leadem | 1112605 | 1 | 04/15/2002 | Customer Dispute | Denied | $800,000.00 | $0.00 | See FINRA Report |
| Kathleen Vivian Coleman | 723024 | 5 | 04/15/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanley Martin Levine | 1892413 | 1 | 04/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Gene Lu | 3177579 | 1 | 04/05/2002 | Customer Dispute | Denied | $36,422.00 | $0.00 | See FINRA Report |