Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Areti G Kitsios | 1866717 | 2 | 05/16/2002 | Customer Dispute | Denied | $6,805.00 | $0.00 | See FINRA Report |
| Craig Edward Hunter | 2364430 | 1 | 05/15/2002 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Andrea Lee Nicolopoulos | 726534 | 1 | 05/14/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Aaron Joseph Massey | 3140583 | 1 | 05/14/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Gary Derond Baker | 2266207 | 1 | 05/13/2002 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| Jeff W Leclair | 2423251 | 1 | 05/13/2002 | Customer Dispute | Denied | $19,679.40 | $0.00 | See FINRA Report |
| William Thomas Orlando | 1527345 | 3 | 05/10/2002 | Customer Dispute | Denied | $18,084.40 | $0.00 | See FINRA Report |
| Nancy Faye Anderson | 1418342 | 2 | 05/10/2002 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Bruce Howard Galpert | 1288182 | 10 | 05/09/2002 | Customer Dispute | Denied | $5,112.00 | $0.00 | See FINRA Report |
| Ryan Garrett Robinson | 2682661 | 7 | 05/09/2002 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |