Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Christopher Demonte | 2416684 | 2 | 06/06/2002 | Customer Dispute | Denied | $5,536.32 | $0.00 | See FINRA Report |
| T Scott Robertson | 2366793 | 1 | 06/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Marvin Schoenfeld | 1019762 | 5 | 05/29/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Corbat | 2807443 | 2 | 05/29/2002 | Customer Dispute | Denied | $101,082.00 | $0.00 | See FINRA Report |
| John Atwood Mogk | 1026104 | 2 | 05/28/2002 | Customer Dispute | Denied | $106,073.00 | $0.00 | See FINRA Report |
| Leonard Perillo | 500690 | 1 | 05/28/2002 | Customer Dispute | Denied | $9,800.00 | $0.00 | See FINRA Report |
| Connie Jean Gambatese | 2454217 | 3 | 05/23/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Kuenster | 2316264 | 1 | 05/22/2002 | Customer Dispute | Denied | $78,000.00 | $0.00 | See FINRA Report |
| Naz D'Elia | 3038332 | 1 | 05/21/2002 | Customer Dispute | Denied | $11,124.10 | $0.00 | See FINRA Report |
| Jeffrey Ronald Vogel | 1832655 | 3 | 05/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |