Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Palmer Brown | 1968185 | 3 | 07/18/2002 | Customer Dispute | Denied | $9,729.91 | $0.00 | See FINRA Report |
| Lauren Razar Matles | 2945465 | 1 | 07/17/2002 | Customer Dispute | Denied | $142,500.00 | $0.00 | See FINRA Report |
| Karen Olive Burritt Sinovic | 425319 | 3 | 07/15/2002 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |
| Peter Haselhoff | 3055800 | 4 | 07/01/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Susan Griswold Mamer | 1589412 | 4 | 06/28/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Paul McKenna | 1336426 | 2 | 06/26/2002 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| Bryan Joseph Kissling | 1010305 | 3 | 06/17/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| William Joseph Michetti | 2185612 | 5 | 06/14/2002 | Customer Dispute | Denied | $190,000.00 | $0.00 | See FINRA Report |
| Sean Keith Chatman | 2313711 | 2 | 06/11/2002 | Customer Dispute | Denied | $92,067.00 | $0.00 | See FINRA Report |
| Thomas Lynn Stotz | 2951373 | 1 | 06/11/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |