Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Theodore Boscia | 2329224 | 2 | 08/30/2002 | Customer Dispute | Denied | $20,750.70 | $0.00 | See FINRA Report |
| Ed R Perez | 2561802 | 1 | 08/29/2002 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| John Russell Graham | 2550647 | 4 | 08/23/2002 | Customer Dispute | Denied | $10,075.00 | $0.00 | See FINRA Report |
| Kimberly Michelle Hunter | 2027017 | 3 | 08/21/2002 | Customer Dispute | Denied | $14,392.00 | $0.00 | See FINRA Report |
| Valerie Jean Lee | 1276306 | 1 | 08/20/2002 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Raquel Renee Peregrin | 3176345 | 1 | 08/19/2002 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Rosemary Carlisle | 2393849 | 2 | 08/15/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| H Ruben Weisson | 2766156 | 3 | 08/13/2002 | Customer Dispute | Denied | $26,580.00 | $0.00 | See FINRA Report |
| Joseph L Green | 3049208 | 1 | 08/12/2002 | Customer Dispute | Denied | $83,946.00 | $0.00 | See FINRA Report |
| Derek Gene Johnston | 2726997 | 2 | 08/09/2002 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |