Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Joseph Burke | 2523888 | 4 | 09/17/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Jeremy Blair Seck | 2773590 | 1 | 09/17/2002 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| David Morgan Caudill | 730826 | 1 | 09/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl Martin Trevisan | 715623 | 4 | 09/16/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Mucha | 2812364 | 1 | 09/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Warner | 2786374 | 2 | 09/12/2002 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Hendricks | 3134452 | 2 | 09/11/2002 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Terry Lee Phillips | 1108948 | 3 | 09/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Herbert Joel Segall | 3066471 | 1 | 09/04/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Menendez | 1697412 | 1 | 09/03/2002 | Customer Dispute | Denied | $320,000.00 | $0.00 | See FINRA Report |