Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul D Rutsky | 2971121 | 5 | 10/07/2002 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Tiffany A Gilmore | 2869757 | 1 | 10/01/2002 | Customer Dispute | Denied | $252,500.00 | $0.00 | See FINRA Report |
| Samuel Cowan Price | 1417879 | 2 | 09/27/2002 | Customer Dispute | Denied | $23,388.60 | $0.00 | See FINRA Report |
| Gregory Philip Leddy | 1715565 | 1 | 09/26/2002 | Customer Dispute | Denied | $19,423.20 | $0.00 | See FINRA Report |
| Michael Pain | 4008043 | 1 | 09/24/2002 | Customer Dispute | Denied | $31,795.00 | $0.00 | See FINRA Report |
| Wallace Joseph Hommerding | 1615429 | 2 | 09/23/2002 | Customer Dispute | Denied | $79,373.00 | $0.00 | See FINRA Report |
| Shannon Tara Ryan | 2332428 | 1 | 09/23/2002 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Jacob Saul Dembowitz | 1244965 | 2 | 09/20/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| George Frederick Dance | 2112036 | 10 | 09/20/2002 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| David James Bogart | 1684976 | 6 | 09/18/2002 | Customer Dispute | Denied | $129,867.00 | $0.00 | See FINRA Report |