Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Allen Freidin | 1547945 | 7 | 10/31/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Franklin Christopher Scudder | 1755775 | 3 | 10/28/2002 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Kevin Edward Birch | 2764339 | 1 | 10/23/2002 | Customer Dispute | Denied | $6,200.42 | $0.00 | See FINRA Report |
| Alan Marshall Kestin | 2722883 | 2 | 10/23/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dean Mitchell Thompson | 2162039 | 4 | 10/23/2002 | Customer Dispute | Denied | $5,896.00 | $0.00 | See FINRA Report |
| Paul George Snow | 429703 | 1 | 10/22/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Christopher David Fontana | 2285706 | 9 | 10/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jon Charles Frandell | 2338016 | 1 | 10/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Wall | 2013934 | 1 | 10/15/2002 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Thomas Michael Corbat | 2807443 | 2 | 10/14/2002 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |