Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Wilson Murray | 1186933 | 3 | 11/15/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Mark Ira Gronner | 1188834 | 4 | 11/14/2002 | Customer Dispute | Denied | $43,642.80 | $0.00 | See FINRA Report |
| Mario H Afram | 1876046 | 1 | 11/14/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Melissa Dyan Wilkinson | 4236543 | 1 | 11/12/2002 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Paul D Rutsky | 2971121 | 5 | 11/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theresa Anyanwu Ojewuyi | 2990074 | 1 | 11/11/2002 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Brian Scot Stevenson | 1854798 | 8 | 11/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Fabris | 1529037 | 6 | 11/05/2002 | Customer Dispute | Denied | $85,000.00 | $0.00 | See FINRA Report |
| Michelle Lynn Harris | 1923678 | 1 | 11/05/2002 | Customer Dispute | Denied | $40,794.60 | $0.00 | See FINRA Report |
| Anthony William Rizzo | 2568157 | 4 | 11/01/2002 | Customer Dispute | Denied | $277,621.00 | $0.00 | See FINRA Report |