Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Arthur Hopp | 1488947 | 5 | 12/10/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Frederick Dance | 2112036 | 10 | 12/06/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Troy Robert Linaker | 1538903 | 3 | 12/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Randall William White | 2264806 | 5 | 12/03/2002 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| Randall William White | 2264806 | 5 | 12/03/2002 | Customer Dispute | Denied | $8,600.00 | $0.00 | See FINRA Report |
| Harry Gaykian | 219024 | 3 | 11/29/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Christopher James Desimio | 1035451 | 5 | 11/25/2002 | Customer Dispute | Denied | $56,833.00 | $0.00 | See FINRA Report |
| Brian Eric Schrag | 2097871 | 2 | 11/20/2002 | Customer Dispute | Denied | $116,875.00 | $0.00 | See FINRA Report |
| William Arthur Lee | 856294 | 2 | 11/18/2002 | Customer Dispute | Denied | $60,000,000.00 | $0.00 | See FINRA Report |
| Hany Elhelw | 2632037 | 3 | 11/18/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |