Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hang Zheng | 1898527 | 1 | 01/03/2003 | Customer Dispute | Denied | $25,257.00 | $0.00 | See FINRA Report |
| Delores Mae Kirkpatrick | 725305 | 3 | 12/27/2002 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Delores Mae Kirkpatrick | 725305 | 3 | 12/27/2002 | Customer Dispute | Denied | $8,802.00 | $0.00 | See FINRA Report |
| Howard P Bernstein | 2765611 | 3 | 12/23/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Garret Igino Venetta | 2858142 | 1 | 12/19/2002 | Customer Dispute | Denied | $51,916.00 | $0.00 | See FINRA Report |
| John Charles Jackle | 2584884 | 4 | 12/19/2002 | Customer Dispute | Denied | $13,969.00 | $0.00 | See FINRA Report |
| Charles Bruce Ashe | 2445720 | 1 | 12/17/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeff Kent Boswell | 1886244 | 1 | 12/16/2002 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Bruce Winkley Wiessner | 819369 | 3 | 12/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Murray Millspaugh | 1556852 | 4 | 12/10/2002 | Customer Dispute | Denied | $210,000.00 | $0.00 | See FINRA Report |