Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Elias Reskin | 843710 | 4 | 02/03/2003 | Customer Dispute | Denied | $66,500.00 | $0.00 | See FINRA Report |
| Michael Nicholas Merlo | 332309 | 1 | 01/31/2003 | Customer Dispute | Denied | $10,985.50 | $0.00 | See FINRA Report |
| Richard Scott Vorhees | 2441982 | 1 | 01/29/2003 | Customer Dispute | Denied | $280,000.00 | $0.00 | See FINRA Report |
| Derek Gene Johnston | 2726997 | 2 | 01/27/2003 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Joel Miguel Coleman | 1811283 | 1 | 01/23/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Anthony Thompson | 2423551 | 4 | 01/23/2003 | Customer Dispute | Denied | $5,747.19 | $0.00 | See FINRA Report |
| Charles Michael Collins | 2557008 | 2 | 01/21/2003 | Customer Dispute | Denied | $44,133.40 | $0.00 | See FINRA Report |
| Stanford Reid Slovin | 1419522 | 1 | 01/21/2003 | Customer Dispute | Denied | $9,561.70 | $0.00 | See FINRA Report |
| Todd Grant Vitale | 1781751 | 2 | 01/21/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| William Richard Sammons | 1100070 | 3 | 01/13/2003 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |