Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen M Lewis | 2294583 | 2 | 02/25/2003 | Customer Dispute | Denied | $9,999.90 | $0.00 | See FINRA Report |
| Jonathan King Wolfe | 1434379 | 4 | 02/14/2003 | Customer Dispute | Denied | $36,759.60 | $0.00 | See FINRA Report |
| George Frederick Dance | 2112036 | 10 | 02/13/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Gregory Ellis Hill | 710294 | 5 | 02/13/2003 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Todd Scott Schmucker | 1575955 | 7 | 02/12/2003 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Florina Shutin | 2422914 | 1 | 02/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Harold Seth Freeman Barnes | 2187969 | 2 | 02/06/2003 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |
| Anthony Dale Lapia | 1560467 | 6 | 02/06/2003 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| William Neal Pickett | 3210535 | 1 | 02/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Robert Alberini | 2465237 | 6 | 02/04/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |