Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Paul Klein | 1240564 | 4 | 03/24/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Howard Galpert | 1288182 | 10 | 03/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roger Barclay Hall | 2202189 | 2 | 03/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nelson Eggleston Walters | 2247386 | 1 | 03/19/2003 | Customer Dispute | Denied | $97,670.00 | $0.00 | See FINRA Report |
| Anthony Dale Lapia | 1560467 | 6 | 03/13/2003 | Customer Dispute | Denied | $296,318.00 | $0.00 | See FINRA Report |
| Allen Brewer Fowler | 1810308 | 3 | 03/12/2003 | Customer Dispute | Denied | $59,804.80 | $0.00 | See FINRA Report |
| Allen Brewer Fowler | 1810308 | 3 | 03/12/2003 | Customer Dispute | Denied | $178,300.00 | $0.00 | See FINRA Report |
| Allen Brewer Fowler | 1810308 | 3 | 03/12/2003 | Customer Dispute | Denied | $193,074.00 | $0.00 | See FINRA Report |
| Steven Frederick Becher | 2797889 | 6 | 03/11/2003 | Customer Dispute | Denied | $49,000.00 | $0.00 | See FINRA Report |
| Peter Frank Valdez | 1722814 | 4 | 03/03/2003 | Customer Dispute | Denied | $7,760.00 | $0.00 | See FINRA Report |