Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Douglas Feast | 3042110 | 4 | 05/05/2003 | Customer Dispute | Denied | $75,309.40 | $0.00 | See FINRA Report |
Willard Leo Foley | 1398850 | 3 | 05/02/2003 | Customer Dispute | Denied | $6,620.96 | $0.00 | See FINRA Report |
John Andrew Tirrell | 2134245 | 3 | 04/24/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Elliot Laurence Schwartz | 2358314 | 2 | 04/24/2003 | Customer Dispute | Denied | $56,024.00 | $0.00 | See FINRA Report |
Patricia S Windham | 1111965 | 1 | 04/16/2003 | Customer Dispute | Denied | $45,032.00 | $0.00 | See FINRA Report |
David Matthew Ferman | 2239600 | 5 | 04/11/2003 | Customer Dispute | Denied | $258,970.00 | $0.00 | See FINRA Report |
Larry Byron Nichols | 1949923 | 4 | 04/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
David Lee Eckman | 2436307 | 3 | 04/02/2003 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Brendan Michael Birdsey | 2942415 | 3 | 03/27/2003 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
Michael Patrick Altringer | 1405912 | 2 | 03/25/2003 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |