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FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,361-1,370 out of 1,793 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Douglas Feast3042110405/05/2003Customer DisputeDenied$75,309.40$0.00See FINRA Report
Willard Leo Foley1398850305/02/2003Customer DisputeDenied$6,620.96$0.00See FINRA Report
John Andrew Tirrell2134245304/24/2003Customer DisputeDenied$20,000.00$0.00See FINRA Report
Elliot Laurence Schwartz2358314204/24/2003Customer DisputeDenied$56,024.00$0.00See FINRA Report
Patricia S Windham1111965104/16/2003Customer DisputeDenied$45,032.00$0.00See FINRA Report
David Matthew Ferman2239600504/11/2003Customer DisputeDenied$258,970.00$0.00See FINRA Report
Larry Byron Nichols1949923404/07/2003Customer DisputeDenied$0.00$0.00See FINRA Report
David Lee Eckman2436307304/02/2003Customer DisputeDenied$6,000.00$0.00See FINRA Report
Brendan Michael Birdsey2942415303/27/2003Customer DisputeDenied$200,000.00$0.00See FINRA Report
Michael Patrick Altringer1405912203/25/2003Customer DisputeDenied$23,000.00$0.00See FINRA Report

1,793 Results

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