Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lisa Gayle Baird | 1428480 | 2 | 07/01/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Lawrence Stackable | 1802831 | 1 | 06/13/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Bruno | 2185588 | 1 | 06/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dylan Thomas Spadt | 1628624 | 5 | 06/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Warner | 2786374 | 2 | 06/06/2003 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Darrell Brian Hesford | 1735905 | 3 | 06/04/2003 | Customer Dispute | Denied | $5,134.91 | $0.00 | See FINRA Report |
| Robert John Seaman | 1510712 | 2 | 05/28/2003 | Customer Dispute | Denied | $38,491.50 | $0.00 | See FINRA Report |
| Timothy Anthony Scott | 4156467 | 2 | 05/22/2003 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Lisa Gayle Baird | 1428480 | 2 | 05/12/2003 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| William Arthur Lee | 856294 | 2 | 05/05/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |