Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Byron Del Piro | 1110745 | 2 | 08/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Philip Schmidt | 3207680 | 3 | 08/08/2003 | Customer Dispute | Denied | $65,228.90 | $0.00 | See FINRA Report |
| Linda Mary Koszalka | 1364279 | 2 | 07/29/2003 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Daniel Roy Owens | 2565348 | 1 | 07/28/2003 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Katherine Louise Bernardi | 2304520 | 1 | 07/21/2003 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Louis John Davenio | 1077028 | 2 | 07/21/2003 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Thomas G Chiaravalloti | 2246938 | 1 | 07/14/2003 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Richard Alan Palhegyi | 1923077 | 3 | 07/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frank Clayborne Canady | 1505645 | 1 | 07/08/2003 | Customer Dispute | Denied | $117,600.00 | $0.00 | See FINRA Report |
| David Jeffrey Nelson | 718785 | 7 | 07/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |