Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Karl Raymond | 2205049 | 6 | 09/30/2003 | Customer Dispute | Denied | $11,097.00 | $0.00 | See FINRA Report |
| Patrick Dennis Doyle | 1032526 | 1 | 09/18/2003 | Customer Dispute | Denied | $500,000,000.00 | $0.00 | See FINRA Report |
| Richard Darrin White | 2367924 | 2 | 09/12/2003 | Customer Dispute | Denied | $63,000.00 | $0.00 | See FINRA Report |
| Denisse Ximena O'Donnell | 2854908 | 1 | 09/11/2003 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Judith Ann Bovitz | 1333051 | 3 | 09/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John S Verano | 4151204 | 2 | 09/10/2003 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Dean Scott Adelman | 1739791 | 1 | 09/09/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Gorman | 869147 | 4 | 08/22/2003 | Customer Dispute | Denied | $286,000.00 | $0.00 | See FINRA Report |
| Janet Sue Berardino | 2161672 | 3 | 08/19/2003 | Customer Dispute | Denied | $19,929.00 | $0.00 | See FINRA Report |
| Charles Frederick Parry | 1851544 | 5 | 08/19/2003 | Customer Dispute | Denied | $17,921.00 | $0.00 | See FINRA Report |