Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Michael Sevlian | 2733327 | 2 | 11/12/2003 | Customer Dispute | Denied | $6,100.00 | $0.00 | See FINRA Report |
| William Shaw Wick | 1052574 | 1 | 11/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Alan Silver | 2004421 | 1 | 11/07/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Daniel Cusack | 723286 | 1 | 11/04/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lee Barlow | 1186890 | 2 | 10/31/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Gregory Kenneth Kaiser | 1436754 | 2 | 10/28/2003 | Customer Dispute | Denied | $156,638.00 | $0.00 | See FINRA Report |
| Jerrold Arthur Beyer | 3047458 | 1 | 10/23/2003 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| William Christian Killorn | 2278416 | 2 | 10/08/2003 | Customer Dispute | Denied | $5,547.00 | $0.00 | See FINRA Report |
| Peter Frank Valdez | 1722814 | 4 | 10/02/2003 | Customer Dispute | Denied | $6,100.00 | $0.00 | See FINRA Report |
| Christopher Donnelly | 2051189 | 2 | 10/02/2003 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |