Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Scott Durlester | 1009194 | 7 | 01/16/2004 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert Glenn Kaiser | 2193621 | 2 | 01/14/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clarence James Bannowsky | 1955354 | 4 | 01/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas D'Amico | 2632399 | 2 | 12/30/2003 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| David M Labourdette | 2471797 | 1 | 12/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Alan Kronenfeld | 1201140 | 4 | 12/02/2003 | Customer Dispute | Denied | $12,639.20 | $0.00 | See FINRA Report |
| Todd Scott Schmucker | 1575955 | 7 | 11/27/2003 | Customer Dispute | Denied | $140,500.00 | $0.00 | See FINRA Report |
| Larry Jay Medley | 1289619 | 2 | 11/24/2003 | Customer Dispute | Denied | $15,145.60 | $0.00 | See FINRA Report |
| John David Mahoney | 1633546 | 2 | 11/19/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Eugene Nesbit | 1791923 | 3 | 11/18/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |