Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Clyte Mathis | 3159510 | 2 | 03/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Franklin Bracy | 1222628 | 1 | 03/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stanley Paul Hadam | 1068929 | 2 | 03/08/2004 | Customer Dispute | Denied | $73,433.00 | $0.00 | See FINRA Report |
| Michael Louis Cole | 2486269 | 1 | 02/24/2004 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Gregory M Metz | 4041276 | 1 | 02/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Chapman | 4140433 | 1 | 02/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lee Boyer | 2259184 | 1 | 01/28/2004 | Customer Dispute | Denied | $13,380.00 | $0.00 | See FINRA Report |
| Karen Lucinda Diamond | 2040547 | 5 | 01/27/2004 | Customer Dispute | Denied | $62,000.00 | $0.00 | See FINRA Report |
| Jeffrey Luxenberg | 1009571 | 7 | 01/23/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gay Marie Letendre Bone | 2600856 | 1 | 01/16/2004 | Customer Dispute | Denied | $62,500.00 | $0.00 | See FINRA Report |